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JPMorgan's Costly $348 Million Compliance Lapse
A hard lesson in Regulatory Rigor In a stark reminder of the exacting oversight standards financial institutions must uphold, JPMorgan...
Mar 20, 20242 min read
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SEC Directs Joint Effort for a New National Market System
FINRA and SROs Charting a Course for Enhanced Market Efficiency In a pivotal move, the U.S. Securities and Exchange Commission (SEC) has...
Mar 11, 20243 min read
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Commercial Real Estate Crisis Unfolds As NYCB Seeks a Lifeline
In a day of tumultuous developments within the banking sector, embattled lender New York Community Bancorp (NYCB) dominates headlines as...
Mar 6, 20242 min read
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Historic Moon Landing Marks a Leap Forward in Lunar Exploration
Feb 23 - The United States Achieves its First Lunar Landing in Over 50 Years, Courtesy of Intuitive Machines In a historic feat,...
Feb 26, 20243 min read
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Capital One to Acquire Discover Financial for $35.3 Billion
Capital One to Acquire Discover Financial for $35.3 Billion: A Potential Game-Changer in the Payments Industry
Feb 20, 20242 min read
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Rural America Becomes Unexpected Epicenter of AI-Fueled Data Center Gold Rush
As AI promises to transform medicine, transportation, commerce, and more, the obscured data centers enabling algorithm training are...
Feb 7, 20242 min read
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SEC Fines JPMorgan $18M for Confidentiality Clauses Silencing Whistleblowers
Cultural Questions Raised Over Handling Complaints JPMorgan Chase & Co.’s brokerage division has agreed to pay an $18 million penalty to...
Jan 18, 20242 min read
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Can New Haven’s Legendary Pizza Joints Play on the National Stage?
The city has long been known as a pizza town. Now other places seem to be trying to cash in on the hype.
Jan 16, 20243 min read
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Cryptocurrency Giant Binance and Founder Face Unprecedented Legal Reckoning
Changpeng Zhao, the founder of Binance, the world's largest cryptocurrency exchange, pleads guilty to money laundering violations....
Dec 7, 20233 min read
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Legal Clash Begins As Private Funds Push Back On SEC
A lawsuit was filed last month by a coalition of major private equity firms and hedge funds, including the Managed Funds Association,...
Oct 17, 20234 min read
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Flexport Navigates Change: What Investors Should Know
Logistics startup Flexport has recently experienced major C-suite adjustments as founder and visionary CEO Ryan Petersen resumes sole...
Oct 3, 20234 min read
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SEC Obtains Emergency Relief To Halt Fraud Scheme By Unregistered Broker-Dealer
Recently, the Securities and Exchange Commission made an announcement stating that it has successfully secured a preliminary injunction,...
Aug 22, 20232 min read
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A New Era of Securities Licensing: NASAA Implements Changes to Series 63, 65, and 66 Exam
The North American Securities Administrators Association (NASAA) has recently announced significant changes to the Series 63, Series 65, and
Jun 21, 20232 min read
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Taylor Swift : The Only Survivor Of The FTX Scandal
Taylor Swift turned down a multi-million dollar deal and saved herself from what was later discovered as one of the biggest scandals in cryp
May 4, 20232 min read
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Silicon Valley Bank’s Lack of Portfolio Management Leads to 2nd Largest Bank Collapse in U.S History
Silicon Valley Bank’s Lack of Portfolio Management Leads to 2nd Largest Bank Collapse in U.S History
Mar 23, 20232 min read
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The Fall of Silicon Valley Bank
Timeline of Second-Largest Bank Collapse in U.S History; Silicon Valley Bank
Mar 16, 20230 min read
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IRS Changes Investors Can Utilize
New tax brackets and standard deductions have been put into effect recently.
Feb 24, 20232 min read
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ChatGPT : Accelerating AI in the Workplace
AI's potential for the future-including virtual assistants that employees can use to complete tasks on their behalf
Feb 22, 20232 min read
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America Braces For Recession
The American economy has investors on edge as there have been significant factors signaling a
recession.
Jan 4, 20232 min read
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