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Mar 20, 20242 min read
JPMorgan's Costly $348 Million Compliance Lapse
A hard lesson in Regulatory Rigor In a stark reminder of the exacting oversight standards financial institutions must uphold, JPMorgan...
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Mar 11, 20243 min read
SEC Directs Joint Effort for a New National Market System
FINRA and SROs Charting a Course for Enhanced Market Efficiency In a pivotal move, the U.S. Securities and Exchange Commission (SEC) has...
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Mar 6, 20242 min read
Commercial Real Estate Crisis Unfolds As NYCB Seeks a Lifeline
In a day of tumultuous developments within the banking sector, embattled lender New York Community Bancorp (NYCB) dominates headlines as...
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Feb 26, 20243 min read
Historic Moon Landing Marks a Leap Forward in Lunar Exploration
Feb 23 - The United States Achieves its First Lunar Landing in Over 50 Years, Courtesy of Intuitive Machines In a historic feat,...
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Feb 20, 20242 min read
Capital One to Acquire Discover Financial for $35.3 Billion
Capital One to Acquire Discover Financial for $35.3 Billion: A Potential Game-Changer in the Payments Industry
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Feb 7, 20242 min read
Rural America Becomes Unexpected Epicenter of AI-Fueled Data Center Gold Rush
As AI promises to transform medicine, transportation, commerce, and more, the obscured data centers enabling algorithm training are...
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Jan 18, 20242 min read
SEC Fines JPMorgan $18M for Confidentiality Clauses Silencing Whistleblowers
Cultural Questions Raised Over Handling Complaints JPMorgan Chase & Co.’s brokerage division has agreed to pay an $18 million penalty to...
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Jan 16, 20243 min read
Can New Haven’s Legendary Pizza Joints Play on the National Stage?
The city has long been known as a pizza town. Now other places seem to be trying to cash in on the hype.
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Dec 7, 20233 min read
Cryptocurrency Giant Binance and Founder Face Unprecedented Legal Reckoning
Changpeng Zhao, the founder of Binance, the world's largest cryptocurrency exchange, pleads guilty to money laundering violations....
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Oct 17, 20234 min read
Legal Clash Begins As Private Funds Push Back On SEC
A lawsuit was filed last month by a coalition of major private equity firms and hedge funds, including the Managed Funds Association,...
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Oct 3, 20234 min read
Flexport Navigates Change: What Investors Should Know
Logistics startup Flexport has recently experienced major C-suite adjustments as founder and visionary CEO Ryan Petersen resumes sole...
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Aug 22, 20232 min read
SEC Obtains Emergency Relief To Halt Fraud Scheme By Unregistered Broker-Dealer
Recently, the Securities and Exchange Commission made an announcement stating that it has successfully secured a preliminary injunction,...
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Jun 21, 20232 min read
A New Era of Securities Licensing: NASAA Implements Changes to Series 63, 65, and 66 Exam
The North American Securities Administrators Association (NASAA) has recently announced significant changes to the Series 63, Series 65, and
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May 4, 20232 min read
Taylor Swift : The Only Survivor Of The FTX Scandal
Taylor Swift turned down a multi-million dollar deal and saved herself from what was later discovered as one of the biggest scandals in cryp
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Mar 23, 20232 min read
Silicon Valley Bank’s Lack of Portfolio Management Leads to 2nd Largest Bank Collapse in U.S History
Silicon Valley Bank’s Lack of Portfolio Management Leads to 2nd Largest Bank Collapse in U.S History
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Mar 16, 20230 min read
The Fall of Silicon Valley Bank
Timeline of Second-Largest Bank Collapse in U.S History; Silicon Valley Bank
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Feb 24, 20232 min read
IRS Changes Investors Can Utilize
New tax brackets and standard deductions have been put into effect recently.
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Feb 22, 20232 min read
ChatGPT : Accelerating AI in the Workplace
AI's potential for the future-including virtual assistants that employees can use to complete tasks on their behalf
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Jan 4, 20232 min read
America Braces For Recession
The American economy has investors on edge as there have been significant factors signaling a
recession.
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